-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WTRqDJBjscQgPjaIHfgc+u2sJ16nboI8ywDqFRW6je58+U1QWAvglNywLaWrj1YZ zSW2584vuGcMhFH9NislQw== 0000898430-03-001585.txt : 20030214 0000898430-03-001585.hdr.sgml : 20030214 20030214150920 ACCESSION NUMBER: 0000898430-03-001585 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78147 FILM NUMBER: 03566913 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 90 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH HOWARD H CENTRAL INDEX KEY: 0001168760 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 86 N MAIN ST CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 N MAIN ST CITY: PORTERVILLE STATE: CA ZIP: 93257 SC 13G 1 dsc13g.htm SCHEDULE 13-G SMITH Schedule 13-G Smith

SECURITIES & EXCHANGE COMMISION
Washington, D.C.  20006

SCHEDULE 13G

Under the Securities Exchange Act of 1934

Sierra Bancorp

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

82620P102

(Cusip Number)

 

12/31/02

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

Rule 13d-1(b)

 

 

o

Rule 13d-1(c)

 

 

x

Rule 13d-1(d)

CUSIP No. 82620P102

 

 

 

1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

 

 

Howard H. Smith

 

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

(a)

o

 

 

 

(b)

o

 

 

 

 

3

SEC USE ONLY

 

 

 

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.

 

 

 

 








NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

501,000

 

 

 

 

6

SHARED VOTING POWER

 

 

 

None

 

 

 

 

7

SOLE DISPOSITIVE POWER

 

 

 

501,000

 

 

 

 

8

SHARED DISPOSITIVE POWER

 

 

 

None

 

 

 

 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

501,000

 

 

 

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)  EXCLUDES CERTAIN SHARES *

 

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

5.36%

 

 

 

 

12

TYPE OF REPORTING PERSON *

 

 

 

IN

 

 

 

Page 2 of 3 Pages

 

Item 1:
(a)

Issuer:

Sierra Bancorp
 
(b)

Principal Executive Offices:

86 North Main Street,
 
 

 

Porterville, CA. 93257
 
 

 

 
Item 2:
(a)

Person Filing:    Howard H. Smith
 
(b)

Address:    421 East Morton, Porterville, CA. 93257
 
(c)

Citizen of the U.S.A.

 
 
(d)

Class of Securities:    Common Stock, no par value
 
(e)

Cusip #82620P102

 
 
 

 

 
Item 3:
N/A

 

 
 
 

 

 
Item 4:
(a)

Total Shares Beneficially Owned:

501,000
 
(b)

Percentage  Ownership:

5.36%
 
(c) (i)

Shares with Sole Voting Power:

501,000 (includes 90,000 vested option shares)
 
(ii)

Shares with Shared Voting Power:

None
 
(iii)

Shares with Sole Investment Power:

Same shares as Item i above
 
(iv)

Shares with Shared Investment Power:

 None
 
 

 

 
Item 5:
N/A

 

 
 
 

 

 
Item 6:
N/A

 

 
 
 

 

 
Item 7:
N/A

 

 
 
 

 

 
Item 8:
N/A

 

 
 
 

 

 
Item 9:
N/A

 

 
 
 

 

 
Item 10:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not  held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

2/13/03

 

 

Date

 

 

 

/s/ HOWARD SMITH

 

 

Howard Smith , Director

Page 3 of 3 Pages

 

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